Pre-Litigation and Customer Complaints

Representation of individuals, companies, and financial institutions in connection with pre-litigation and customer complaints.  Emphasis on factual investigation, complaint or response drafting, effect on the U-4 or U-5 of registered individuals.   Emphasis on cost effective handling of routine matters and identification and escalation of matters with the potential to be high risk or significant litigation.


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Jonathan Brennan PLLC Firm Logo

551 Fifth Avenue, Suite 2000 New York, NY 10176
Phone: 646.609.9299 - Fax: 646.609.9281

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