Pre-Litigation and Customer Complaints

Representation of individuals, companies, and financial institutions in connection with pre-litigation and customer complaints.  Emphasis on factual investigation, complaint or response drafting, effect on the U-4 or U-5 of registered individuals.   Emphasis on cost effective handling of routine matters and identification and escalation of matters with the potential to be high risk or significant litigation.

Contact Us

Jonathan Brennan PLLC Firm Logo

200 Vesey Street, 24th Floor New York, NY 10281
Phone: 212-388-6910 - Fax: 212-425-7277

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