Expungement

Representation of registered individuals and brokerage firms in securing or defending against the expungement or defending against expungement of customer-related information from Form U-4 and U-5 registration records. Counseling individuals and financial institutions on the complex and rapidly-changing rules governing expungement.

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Jonathan Brennan PLLC Firm Logo

551 Fifth Avenue, Suite 2000 New York, NY 10176
Email: jbrennan@maynardcooper.com
Phone: 646.609.9299 - Fax: 646.609.9281

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