Representation of registered individuals and brokerage firms in securing or defending against the expungement or defending against expungement of customer-related information from Form U-4 and U-5 registration records. Counseling individuals and financial institutions on the complex and rapidly-changing rules governing expungement.

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200 Vesey Street, 24th Floor New York, NY 10281
Email: info@jbrennanpllc.com
Phone: 212-388-6910 - Fax: 212-425-7277

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